Pre-launch

Riggs Financial LLC is a Kentucky LLC that has not yet been registered as an investment adviser with the Kentucky Department of Financial Institutions. Nothing here is investment advice or a solicitation of advisory services.

Lexington, Kentucky · Fee-only when registered · Pre-launch

Financial planning, market insight, or advice when you need it.

Riggs Financial LLC is a Kentucky-based advisory firm for young professionals and business owners — whether you want a full financial plan and managed portfolio, or just market insight and advice along the way. Once registered, Riggs Financial LLC will operate as a fee-only fiduciary RIA, without commission-based compensation.

Once registered, Riggs Financial LLC will operate as a fee-only fiduciary investment adviser, with no commissions or proprietary products.

Regulatory status and legal notice

Not yet registered as an investment advisor.

Riggs Financial LLC is a formed Kentucky LLC. It has not yet been registered as an investment advisor and does not yet manage client assets. This site shares the firm's mission and founder background, and lets you get notified at launch. Full detail: Disclosures.

Client focus

Built for young professionals and business owners.

Young professionals early in their earning years, and Lexington business owners who need personal and business finances planned together.

Planned client process

A standardized four-step system.

Once registered, client engagements will follow this process:

01

Financial planning

A personalized financial plan grounded in your goals, timeline, and full financial picture.

02

Portfolio construction

A portfolio tailored to your personal risk tolerance, goals, and financial plan; not a default model handed to everyone.

03

Portfolio management

Ongoing rebalancing and adjustment as markets shift and circumstances change.

04

Periodic review

Scheduled check-ins to revisit and update your financial plan and portfolio as life changes.

See the full planned-services overview, including fee philosophy →

Newsletter & market insights

A weekly market report, and model portfolios you can watch.

We're planning a weekly market report, with an optional upgrade for full access to our live-tracked model portfolios — trades, rationale, and performance — no asset-management relationship required.

Learn more & get notified at launch

What to expect

  • Plain-language weekly notes on markets and portfolio thinking
  • Model portfolios tracked openly, including the reasoning behind trades
  • General information only — never personalized advice

Be first to know when Riggs Financial launches.

No spam, no sales pressure — just an update once the firm is registered and ready to work with clients.